Anna Leander
Conditional Legitimacy, Reinterpreted Monopolies:
Globalisation and the Evolving State Monopoly on
Legitimate Violence
Paper prepared for the ISA Panel: Legitimacy and Violence: Globalization and
the Displacement of the State New Orleans,
24-27 March 2002
Anna Leander, Copenhagen Peace
Research Institute, Fredericiagade 18, DK- 1310 Copenhagen aleander@copri.dk
Abstract:
The article argues that
globalisation is altering the nature and meaning of the state monopoly on
legitimate violence. It is accentuating the tensions around the meaning of
'legitimacy'. The relativism implied in the idea that states can define which
use of violence is 'legitimate' (and which is not) is increasingly contested
both by the international society of states and in a world society of
transnational actors. At the same time a profound redefinition of what it means
to have a 'monopoly' of violence is going on. Increasing the private ownership
and allocation of the means of coercion are blurring the responsibility of
states beyond their own borders and, for some states, even within them. As a
consequence the differentiation among states is growing, private actors are
central to war and peace, and the system of national states might be undergoing
a fundamental change.
Outline:
Introduction.................................................................................................... 3
The SMLV and International Relations................................................................ 4
The Continued Centrality of the SMLV....................................................... 4
The importance of context and shifting meanings....................................... 8
The Increasingly Contested and Conditional Legitimacy of the State Monopoly on Violence 10
The significance of tensions in legitimacy................................................ 11
The dislocation of politics and contestation of
legitimacy........................... 11
'ccentuating the relativist conundrum in international
society..................... 14
The State Monopoly
on Legitimate Violence Reinterpreted .................................. 17
Multiple Monopolies.............................................................................. 17
Privatising Ownership and Allocation of the Means of
Coercion.................. 18
Challenges to the Decision-Making Authority of States.............................. 21
Conclusion: Increased Differentiation Among States and
Obliged Reference to Private Actors 23
References..................................................................................................... 25
1.
Introduction
'Globalisation'
holds an increasingly central place in International Relations (IR)
discussions. Many people have begun to treat it as an emerging 'perspective' or
even 'paradigm'[1]
through which international relations can be analysed. Yet, the link between
globalisation and the traditional core of IR, namely the study of war and
peace, has paradoxically occupied a relatively marginal place in the debate.
Although, the 'retreat of the state' and the challenges to the Westphalian system
loom large in these discussions,[2]
the link between these changes and war and peace is rarely put at the centre of
the discussion.
In this
paper, I want to challenge this way of thinking and draw a direct link between
globalisation and war and peace. Like much of the 'globalisation literature' I
will do this by thinking about the state as a set of institutions which fill
different functions and ask myself to what extent these functions can still be
filled and especially in what way they are being filled. But instead of asking
myself what is happening to the way and the capacity of the state to manage the
economy, provide social welfare, cater for the environment or pursue a cultural
policy, I look at what is happening to the capacity of the state to control
organised violence and the way it does it. This question is central to IR.
Indeed, the bulk of IR is grounded on an (explicit or implicit) adherence to a
Weberian definition of the state as an institution which successfully
monopolises the use of legitimate organised violence. If this definition turns
out to be evolving in fundamental ways, this points to the need to rethink the
fundamental issues and approaches.
And
indeed, the argument I want to make is that globalisation is altering the
nature and meaning of the state monopoly
on legitimate violence (SMLV). It is accentuating the tensions around the
meaning of 'legitimacy'. The relativism implied in the idea that states can
define which use of violence is 'legitimate' (and which is not) is increasingly
contested both by the international society of states and in a world society of
transnational actors. At the same time a profound redefinition of what it means
to have a 'monopoly' of violence is going on. Increasing private ownership and
allocation of the means of coercion are blurring the responsibility of states
beyond their own borders and, for some states, even within them. This changed
meaning and nature of the SMLV, is having profoundly diverging effects on the
capacity and ways in which various states 'fill their function' of regulating
violence. And as the paper concludes, it is increasing the differentiation
between states. The overall conclusion then, is that globalisation is
undermining two cornerstones of thinking about war and peace: that war and
peace are essentially a matter of relations between states and that these
states are like units. The paper argues that the private-public boundary is
increasingly blurred and that states are not (even in principle) like units.
2.
The
SMLV and International Relations
Before
moving on to the discussion about globalisation and the state's capacity and
way to regulate violence, it seems important to give some indications about
what it means to treat this subject. In the first place I want to underline the
centrality and importance of thinking about the role of the state in regulating
violence. It is not only because IR thinking broadly has been anchored in the
idea that the state is defined by its monopoly on legitimate violence that the
issue is important. Rather, it is because the SMLV has been seen as the
solution to the fundamental problem of how to handle violence (nationally and
internationally). And I want to stress that this is a perennial problem which
is unlikely to disappear and that therefore thinking about what is happening to
the SMLV is not merely a matter of criticising IR theory. It is important in
itself. Second, I want to point out that the discussion that follows (of course
and obviously) is not the first of its kind. Rather, much is drawn from
existing ideas and arguments made by scholars who have asked themselves
questions similar to mine. However, very unfortunately and partly because of
the way that the arguments have been formulated and advanced, the discussion
has tended to get stranded in two dead ends: one where scholars are pushed to
place the issue of whether the present developments are historically
unprecedented or not at the heart of the discussion and a second which focuses on
whether they entail 'the end of the state' or not. I want to make very clear
that these debates are dead ends. They miss the point. Because they are
Manichean (it is either black or white), they have no way of discussing shades
of grey. Yet this is precisely what the present changes are all about: it is
about a changing nature and meaning of the SMLV, not about eliminating it or
reformulating it from scratch. It is neither about the novelty of the changes
nor about the disappearance of the state. It is about shifts (to which there
are analogies in the past) in nature of the state.
1.
The Continued Centrality of the SMLV
Any
discussion about the SMLV at present is bound to run into two different kinds
of objections which have in common that they amount to saying (in more subtle
language of course) why bother discussing it? It is therefore useful to start
with answering this question. I will argue below that the answer is that the
SMLV (as an ideal type) remains central to (national and international)
political thinking for the very good reason that we do not have any good
replacements for it in spite of the well known tensions and ambiguities which
surround it. And the fact of the matter is that we are far from ready to do
away with it theoretically, normatively or politically and that therefore it is
absolutely crucial to understand what is happening to it.
The
first kind of objection facing anyone who 'bothers' with the SMLV is that it is
no longer important. It might have been an important and even fundamental
aspect of political organisation in the past. But in a globalised world things
are different. The economy, finance, the environment, or issue centred politics
are far more important for politics. The regulation of violence has become a
marginal aspect of social and political organisation; it has been turned into
'an archaic and rudimentary instrument of action in a civilizing world (in the
sense of Norbert Elias)'[3]
The army has become a 'zombie institution'surviving itself by way of inertia.[4]
In so many words, we are made aware that the state, sovereignty and the related
claims to a SMLV are rendered obsolete by the altered and globalised nature of
politics where which have lead to a 'de-politicisation of the state'or a
'disintermediation of politics'.[5]
Somehow (but how?), we are told that the SMLV has lost its significance. We no
longer need to worry about it or discuss it.
The
second kind of objection follows a different, and more interesting, path. It
recalls the oppressive nature of states and modern states in particular to
drive home the idea that worrying about what is happening to the SMLV might be
superfluous. States, it is pointed out, are major sources of violence and
oppression. State violence whether exercised via the theoretically perfectly
'legitimate' implementation of legal norms or the violation of these norms
through torture, death squads and extra-judicial executions has been
responsible for a very large share (if not the largest share) of organised
violence in our century.[6]
Now, since we all know this, should we not rejoice if the role of the state in
managing violence is finally diminished? And even if we don't rejoice what are
we actually lamenting? The weakening of one of the main sources of oppression
and suffering in modernity? Is discussing and digging into what is happening
with the SMLV not simply an exercise reflecting the (unreflected and uniformed)
projection of an idealised, democratic, western state onto a world where 'real
states' are anything but ideal and democratic? Does it not simply amount to
justifying the oppressing practices and violence of the really rather nasty
structures we term states?
Both
types of objections are weighty and make valid points about the SMLV in general
and its role at present in particular. But before rushing off to embrace the
idea that we might be better off without the constant referencing to the SMLV,
it might be useful to give some consideration to why the SMLV as an ideal type
for thinking about the regulation of violence has held such a central place in
political thinking for such a long time. And this consideration in turn, I
think, makes clear that there are also good reasons for not discarding the idea
too rapidly. 't the very least (and this is what matters for this paper), there
is a strong case to be made for taking interest in what is happening to it and,
as I will argue, the most promising way of doing this is precisely to explore
what is happening to the tensions and ambiguities that have always surrounded the idea.
There
are two (opposed and very weighty) reasons for thinking that the SMLV is
important.[7]
The first one is a managerial order view, which grows out from a tradition of
thought which IR scholars would tend to identify as 'realist'.[8]
We need the SMLV to manage violence in society, to preserve the minimal order
which is absolutely essential for social and political life. On this account
violence is an inevitable part of social and political life (because of 'human
nature', psychological drives to aggression, the inevitable plurality of views
or something else) which will result in conflict and hence potentially in the
use of force.[9] And in
order to check 'the rumblings of uncontrolled violence'where anyone can use
violence against anyone else for any reason it is important that there be a
superior authority which can 'successfully'impose a monopoly on the legitimate
use of violence. We need the state to keep the lid on violence.
This
position is usually charged with underestimating or obfuscating the suffering
that violence by states entails. In part it does so by leaving wide open the
question of whether or not the state is legitimate and on what basis that
legitimacy is defined. This issue is assumed away and de facto legitimacy is granted
from without, via the recognition of statehood (usually without much further
discussion).[10] This
makes for a profound relativist dilemma: what is it that makes the state use of
violence legitimate? And how far can one go in simply being silent on the use
and implications of that violence?[11]
Moreover, the argument downplays the significance of state violence by
'banalising'it. It builds on an idea that the use of violence is simply an
instrument among others, in continuity with other instruments of government.
And this makes violence (in one form or another) simply appear as a natural
part of the governance process.[12]
These
charges are usually answered with one version or another of Hobbes' argument
that:
..the
estate of Man can never be without some incommodity or other; and that the
greatest, that in any form of Government can possibly happen to the people in
generall, is scarce sensible, in respect of the miseries, and horrible
calamities, that accompany a Civill warre; or that dissolute condition of masterlesse
men, without subjection to Lawes, and a coërcive Power to tye their hands from
rapine, and revenge...[13]
This answer is clearly not satisfying. It just repeats the
assumptions: government violence is necessary to check the 'rumblings of
uncontrolled violence' which is more threatening than state violence. However,
even if we admit that this is not satisfactory, does it mean that we are ready
to throw the SMLV as an ideal type for checking violence in society and in
politics over board?
I would
tend to think that we are not. Even if we do not assume that violence is an
inevitable part of politics, it clearly would be pollyanna like to assume that
it could not be and has never been. ' brief excursion into contemporary
no-go-areas (be they in big 'Western' cities or in the developing world) or
historical equivalents such as the Violencia
in Columbia are sobering in this respect.[14]
And provide plenty of ammunition for those unwilling to let go of the idea that
a SMLV is still important.[15]
That is, the question of how to deal with violence and 'keep a lid on it'
cannot simply be swept aside. And since the SMLV is the modern answer we have,
it would seem excessively hurried to sweep it aside on the grounds that state
violence can be--and has--been terrible. Rather the logical road to take seems
to be to take a closer look at the ambiguities surrounding the legitimacy
aspect of the state monopoly on violence and how these ambiguities are handled.
The
second view is a 'liberal' view where the SMLV is important not for putting a
lid on inevitable violence but to keep (avoidable) violence out of the polity.
On this account violence is by no means an inescapable part of the political
landscape. On the contrary, it is something which threatens to destroy that landscape.
It is not the foundation of power. It is a threat to power. Violence is
employed when power is weakened or eroding and it is likely to lead to further
weakening and erosion.[16]
This said a SMLV still has an important role to play.[17]
It is important to protect the polity, and the power on which it rests, from
inside and outside threat. This is a precondition for protecting the rights
that the functioning of the polity rests on that it also confers upon its
members. The SMLV is the ultimate guarantee that these will not be overhauled
by outside powers or by inside opposition if for some reason either should
appear.
Also
this liberal argumentation is profoundly contested. Its assumptions are charged
with being far too blue eyed about the nature of politics and its relationship
to violence. It is also seen as far too optimistic on the role of the state in
creating and protecting rights. Critics rightly point out that since the rights
that states purportedly defend are not necessarily covering the right problems,
nor are they necessarily covering all groups in society which are in need of
protection. They might for instance do little or nothing about defending
economic and social rights, or exclude chunks of the population (ethnic or
religious minorities, or women) from the protection of rights they actually
need. In that sense the legal system might well be a major source of
oppression.[18] It is
even possible to pin point a 'paradox of violence' whereby the most violent and
repressive regimes are those where violence is the least visible and the least
discussed.[19]
Moreover, both history and the present day politics are ripe with cases where
states do engage in massive violations even of the imperfect rights which they
themselves have in theory accorded to their citizens including electoral laws,
legislation on property rights, but also the right to a trial, to free movement
or the right not to be tortured.
These
arguments are by and large valid and justified. However, for the present
discussion what matters is whether or not they justify discarding the SMLV as
an unimportant and/or uninteresting subject of investigation. And, as argued
above for the realist position I am not convinced that they actually do. Even
if we admit that there are many problems when it comes to seeing the SMLV as
the ultimate guarantee of the rights on which the polity is based and which it
confers upon its members, the question remains if we can do without it and if
we actually have a better alternative. And on this account, the experience of people
stripped of their citizenship is an interesting reference point. Indeed, as
refugees at all times have discovered rights only exist in so far as there is a
superior authority to which one can refer to claim these rights (or to protest
their non implementation).[20]
This might make us think of the potential for creating cosmopolitan
arrangements for ensuing rights. But again, for these to be effective we
ultimately need some equivalent or substitute for the state to guarantee and
protect rights.[21]
Consequently,
it seems to me that there is a strong case to be made for thinking about the
SMLV, not only in terms of a critique of IR theory. The fundamental issues
which have placed the SMLV at the centre of (national and international)
political thinking have not disappeared. On the contrary, both the issue of how
to control violence and the issue of how to protect rights in the polity
continue to be central political issues. And neither the fact that other things
are also important nor the fact that rights are imperfect and/or imperfectly
implemented can make them disappear. Rather, it should be taken as indication
that it is important to remain aware that the idea of a SMLV (as an ideal
typical answer to the problem of violence) is inherently imperfect. In practice
and theoretically it is filled with tensions and ambiguities. This in turn is
more of an indication of the importance of discussing and exploring these
tensions, than of the need to rid oneself of the basic issue.
2.
The importance of
context and shifting meanings
For the
present paper, the central question is what -- if anything - 'globalisation[22]
'has meant for the nature and role of the SMLV as an answer to the basic
problem of violence in politics and in society. And even if the most common
reaction in IR has been to discard the question, there is a great deal of
interesting work on the topic. However, many of the important points made in
that work have been lost because of the tendency to drive the discussion into
two dead ends. I hence want to argue for the importance of moving the
discussion away from these dead ends to a debate which makes it possible to
describe and discuss shades of grey.
The
probably most common attitude in the theoretical IR community towards
'globalisation' has been to discard it as basically irrelevant for the question
of violence and for the role of the state in managing violence. If it is
discussed in the context of war and peace it is mostly in terms of its indirect
effects. It is seen as altering the causes, means and context of war. But not
the centrality, the nature or the meaning of the SMLV. Thus, Alexander Wendt
justifies his state centrismBand his neglect of transnational phenomena--with
the argument that the control of violence is the precondition for all other
social activities and 'states are still the primary medium through which the
effects of other actors on the regulation of violence are channelled into the
world system'.[23] That
is, the 'great divide'[24]
between inside and outside is seen as essentially (depending on what is meant
by 'primary medium') untouched. At least when it comes to the regulation of
violence.
This is
not to say that no interesting work has been done on the topic. On the contrary
most people busying themselves with actual wars and the way they develop have
been pushed to say a great deal about it. Hence, there is considerable
discussion surrounding both the legitimacy
of the state monopoly of legitimate violence and surrounding the evolving
nature of that monopoly which the
discussion below will draw extensively on and develop. From a variety of
perspectives it is pointed out that the legitimacy of the state to use violence
is increasingly contested. From 'above' by the international society of states
by the development of what is sometimes referred to as the 'new military
humanism'[25]. But
also from below by a variety of movements contesting the boundaries of existing
polities and hence the legitimacy of the states ruling them.[26]
In
parallel, a rather different kind of literature makes the point that the nature
of the state monopoly on violence is evolving in fundamental ways. There is an
incontestable trend towards increasing the role of private actors both when it
comes to providing the means of violence (through the privatisation) but
arguably also when it comes to allocating these means.[27]
Indeed, not only is the production of military equipment and arms increasingly
placed in private hands but so is the provision of soldiers via the creation
and growing acceptance of so called private military companies.[28]
In addition to this there is an increasing acceptance that market allocation,
based on the economic logic of who pays, might be allowed to replace or at
least supplement state allocation, based on the political logic of who is a
deserving ally, of the means of violence. This vast literature and the
discussions surrounding it provides obvious and interesting food for thought
for anyone with an interest in what is happening to the SMLV.
Yet,
the discussion which this literature deserves has been stifled by an
unfortunate tendency to drive it into two equally unpalatable dead-ends. One of
these is what I would call the old-new dead end which locks the debate into a
dispute over whether or not the present developments are truly new or not. The
reason for which the debate gets into this corner is easy to grasp. The logic
is to say that if people argue that 'globalisation'(which they claim is new) is
altering the regulation of violence, then they must presumably be saying that
the changes they are describing are also new. This presumption is seemingly
confirmed by the wording of Kaldor's contrast between 'New Wars and Old Wars'.[29]
The result is that the discussion turns into a dispute over whether or not what
we are seeing is historically unprecedented or not. The outcome is
exceptionally predictable (and unexciting): most of the 'new' phenomena already
existed in some form in earlier periods: There have been mercenaries, organised
crime and paramilitaries as long as there has been warfare. Identity politics
and ethnic exclusion are long standing goals of war. Warfare has always had a
side to it which was dispersed and fragmented, hitting above all the civilian
population. And so on.
However,
there are several problems with this reasoning. Firstly, there is no need (even
for Mary Kaldor) to claim that the developments are historically unprecedented.
Globalisation (which is new) might well provoke changes to forms of regulation
of violence that have historical analogies and in that sense are not new. But
by focussing exclusively on these forms and their historical precedents, the
discussion misses what is indeed new, and that is their link to a global
context. That is, the debate fails to contextualise the forms of regulation
observed. Secondly, this form of discussion simply misses the very banal and
basic point that the reason we are interested in these changes at all, is that
they matter for our precent conceptions and normative understandings of the relationship
between violence and politics. And for this, it might not matter much that
mercenaries constituted the bulk of the armed forces in renaissance Italy or in
absolutist France. Neither context was marked by any great concern for
individual rights or for limiting the impact of violence in politics and
society.
The
second dead end into which the discussion tends to wander is the discussion
about whether the state is disappearing or not. 'gain there are understandable
reasons for why so many debaters are caught in this trap. If indeed it is the
case that we define the state by its monopoly of legitimate violence, then,
might we not also conclude that those who argue that the SMLV is being
challenged are actually arguing that the state is disappearing? The stage is
set for a Don Quichotte exercise whereby one can seemingly win the argument by
showing that the state is still around and influential in regulating violence.
But
besides not being particularly productive or interesting, this exercise has two
major problems. First it assumes that the relationship between the SMLV and the
state is a fixed one; that the SMLV is quintessential to statehood. But this
gives the Weberian definition of statehood too much centrality. 's persuasively
argued and shown by Reus-Smit the nature of statehood evolves over time.[30]
And there is therefore every reason to believe that the relationship between
statehood and violence might also vary (in time and space). Second, the
exercise assumes that a fixed meaning is attached to the SMLV. But this might
not be the case. 's soon as we scratch the surface of the ideal typical SMLV,
we become aware that it can be given a great variety of meanings. The limits to
which the 'private' can encroach on the public monopoly and the basis of
legitimacy are both exceedingly fuzzy and unclear. But any exploration of this
fuzziness, and of changes within it, are excluded from the outset by a debate
depicting the world in purely Manichean terms.
To sum
up, the SMLV is still a central part of our thinking about violence and
politics. It continues to be central to our understanding of how to manage
violence as well as how to guarantee rights. Hence there are good reasons to
think about if and how it is influenced by globalisation, in what direction and
what the implications are. There is a considerable body of thought on this
issue. However, it has been difficult to get at the core issue because of the
way much of the debate has been framed. It has decontextualised change, assumed
a fixed relationship between the SMLV and statehood, and assigned SMLV a fixed
meaning. This has made it difficult to describe the evolving nature of the SMLV
and to assess the implications of the changes that are taking place.
In
order to move forward in the debate, it therefore seems useful to take the
ambiguities and variability of the SMLV as the point of departure and to
consider how globalisation affects these. I propose to do this by focussing on
how globalisation influences the ambiguities surrounding the legitimacy and the
monopoly on violence granted to and claimed by the state. These tensions and
ambiguities are staple goods in the IR literature. With regard to legitimacy
the central issue is how to deal with the relativism implied in the idea that
the state defines what is legitimate and what to do when the boundaries and/or
nature of the state is contested. With regard to the monopoly the central issue
is what degree of state control of violence is implied by the notion of
monopoly. And, as I will show below, on both accounts globalisation has had an
important impact. It has made legitimacy more conditional and it has increased
the weight of private actors in the control of violence.
3.
The Increasingly Contested and
Conditional Legitimacy of the State
Monopoly on Violence
The
first set of changes implied by globalisation I want to discuss are those
related to legitimacy. I will argue that globalisation has had the effect of
making legitimacy more central by making it more contested and conditional.
Contested because the dislocation (or deterritorialization) of politics has
made the correspondence between the jurisdiction of the state and the polity
more contested. Hence undermining the fundamental idea that the state can claim
legitimacy in relation to a polity. It is more conditional because by the same
token there is increasing pressure on other states to take the substance of
legitimacy seriously and hence to deny the legitimacy of states that do not
respect some set of rules. Both of these changes correspond to a deepening of
tensions which have always been part of the idea that the state monopoly on
violence is legitimate. 's I will begin by showing, precisely these tensions
make it difficult to take the road of simply letting the issue of
legitimacydrop out of the picture.
1.
The significance of
tensions in legitimacy
The
question of how important 'legitimacy' is for the control of violence and for
the definition of the state is a vexed one. Although it figures prominently in
the Weberian state definition, many authors prefer to simply let it drop out.
Thus, Tilly prefers to refer to 'controlling the principal means of coercion
within a given territory'[31]
and Giddens to the 'direct control of the means of internal and external
violence'.[32] The
reason for the hesitance to refer to legitimacy is that there are problematic
normative implications of doing so. The glaringly obvious question that this
reference raises is what legitimacy, defined by whom.
The
conventional way of dealing with the question of legitimacy in the IR
literature, and an answer which is usually seen as linked to the Westphalian
peace, is that each state (or polity) is allowed to decide for itself what is
legitimate and the basis of sovereignty is that it should be free to do so
without outside interference. This is a way of limiting conflict in view of the
inevitable plurality of views in the world. However, the implication is that
the substance of 'legitimacy' drops out of the picture of international
relations. ' state is legitimate because it is recognised as a state by the
international society of states. The substance of legitimacy is dismissed as a
purely internal matter and the reference to it hence becomes vacuous.
However,
this move creates two kinds of tensions which have always made it difficult to
drop the issue altogether. The first, tension arises when several authorities
are making claims to statehood on the same territory. Classically this is the
case in regime changes (revolutions, coups, or restorations) where competing
authorities claim statehood on the same territory and in secessions when a part
of a state claims its independence from the central state. A second tension
inherent in the move is that it demands a relativism which is not always lived
up to. The international society of states has repeatedly denied the legitimacy
of some states. And indeed, for some IR scholars, sovereignty has always been
conditional.[33] The
development of international law where the individual (rather than the state)
is the subject enshrines this conditionality.
Through
both these tensions the question of legitimacy sneaks in through the backdoor.
They make the substance of 'legitimacy' (and not only the capacity to
monopolise the means of coercion) central for the recognition of statehood. In
the former case 'legitimacy' is determining for which contested authority is
recognised and in the latter denial, recognition and contestation is
conditional upon legitimate behaviour. The point I want to argue in this
section is that both tensions have been deepened in the process of
globalisation. Globalisation has increased the contestation of state legitimacy
by making the boundaries and foundations of the polity increasingly blurred. It
has also increased the relativist conundrum by increasing the pressure on
international society to take the substance of legitimacy more seriously.
2.
The dislocation of
politics and contestation of legitimacy
Legitimacy
has always tended to creep back into the discussion when there has been a
discrepancy between the boundaries of the polity and the territorial boundaries
within which the state claims to be defining legitimacy. Thus, IR has always
had difficulties in dealing with revolutions and secessions precisely because
they force the issue of which state authority is legitimate onto the agenda.[34]
In this section I will argue that globalisation has increased the tension that
exists between the state and the boundaries of the polity and hence the
contestation of the legitimacy of the states claim to monopolise violence. I
will argue that it has done so by contributing to the formation of polities
which have boundaries different from the state and it has done so in two ways:
by expanding the agenda of politics and politicising issues which span across
borders and by the de facto linking up of polities through a process which one
can, following Strange refer to as structural change.[35]
First,
globalisation has increased the tensions surrounding the notion of state
legitimacy by enlarging the political space to which people refer, take part
and feel concerned: that is their polity. In part this has taken place by the
increasing mobility of people. 's tourists, migrants, or neighbours of
migrants, people feel concerned by what goes on in a much wider polity than
that of their own state.[36]
Thus, migrant networks play an important role in reshaping politics both in the
'host'and 'home'states. And their involvement is growing not only as a
consequence of the increasing number of diasporas/migrants, but also because of
the growing possibilities (created by the transformations usually referred to
as globalisation) of using these communities to organise (illegal) trade to
finance political movements, raise 'taxes'[viz. the PKK or the UCK in Germany],
disseminate propaganda, or even simply to get votes in regular elections.[37]
They in fact play an important role in creating a transnational political space
which might be used for the contestation of political legitimacy of the state
in either place.[38]
Second,
even if there is no immediate personal reason to feel concern, people may well
enlarge the polity with which they feel concern and participate in. The
globalisation of communication and the media certainly plays an important role
in this process. The media brings the politics of a much larger polity in
peoples daily lives. It facilitates the spread of ideas and values. This might
work in favour of rallying around specific values or ideas. Thus, one might
argue with Habermas that since the defeat of fascism after the second world war
there is an attachment to human rights and democracy and a belief that these
are principles which demand universal respect,[39]
or join Halliday in pointing out that 'enlightenment rationalism may look a bit
tired from the metropolitan vantage point: it looks very different if you are
being tortured or beaten in jail, or if your male relatives are forcing you to
submit to their will, or denying you an education'.[40]
However, inversely it might fuel opposition on behalf of those who do not want
to take part in or be influenced by a transnationally defined political space;
possibly because they think of themselves as disadvantaged by the rules of the
game in this space.[41]
Thus, also those who strive to carve out space for their own identities who
increasingly define their politics in relation to a transnational sphere. And
this is what has made a large number of authors draw links between the rise of
'identity politics'and globalisation.[42]
Third,
the discrepancy between the state and the boundaries of the polity is
accentuated by the enlargement of the political agenda to issues which are
inherently transnational. Indeed, there has been a tendency to expand the
sphere of the political and 'previously de-politicized areas of decision-making
now find themselves politicized'.[43]
Thus, issues such as ecology, science, food safety or the gender relations have
been placed solidly on the political agenda. And to the extent that the polity
is defined in relationship to these issues it tends to become a polity which
has no a priori reason to coincide with state boundaries.
And
finally, to avoid giving an overly voluntaristic picture of what drives the
dislocation of politics it is important to underline that it is not only a
matter of changing self-definitions, universal values or expanding political
agendas. Rather, the expansion is just as often imposed by the de facto linking
up of social spaces through what one might term structural changes. Indeed,
there is a discrepancy between the polity concerned by a (political) decision
(or development) and the location of the authority making that decision (or
setting the development in motion).[44]
For example, the decision about what to do with Bulgaria's nuclear plants
regards not only the Bulgarian population. ' change in US interests rates
influences financial markets across the world. ' change in the US steel
industry affects everyone linked to it directly or indirectly. And the
development of a vocal issue centred movement (e.g. environmentalists,
feminists, or 'TT'C) influences not only those who created it but everyone
concerned as the movements alter the image of the issue, the politics
surrounding it and the regulation of it.[45]
The result is that often there is no opting out.[46]
' state (or its citizens) cannot simply declare that it does not want to be
affected by e.g. a nuclear disaster, developments in international financial
markets or reconceptualizations of what the is a legitimate use of violence.
This is
all the more true since the authorities which make the decisions are
increasingly private and hence escape the logic of state control. Globalisation
is intimately linked to (and driven by) a diffusion of authority. Indeed, the
pressure to open up and privatise economies across the world has greatly
increased the importance of the decisions made by private business, banks,
rating agencies, accountants or financial market operators.[47]
And in turn these actors often exercise a private pendant to the multilateral
conditionality imposed by international organisations such as the IMF or the
World Bank.[48] In
addition to this, there has been a spectacular 'NGOization'of politics since
the late 1980s. The end of the cold war and decreasing willingness of outside
(state) allies to finance and get involved in conflicts is part of the
explanation for this as states have increasingly withdrawn both financially and
politically and instead channelled increasing amounts of their aid and
involvement through NGOs which have become correspondingly more influential.[49]
The fact that NGOs carry much of the expanded political agenda is another.[50]
However, this growing clout of private actors is particularly damaging to the
legitimacy claims of states. They can mostly not be identified and rarely held
responsible for their choices. Their impact is that of an impersonal effect on
structures and the conditions of choice which is profound but difficult to pin
down.[51]
Private actors thus have what Gill refers to a constitutional powers, that is
the possibility of setting the boundaries and the rules of the game within
which politics is taking place[52].
The question is indeed 'who elected the bankers'[53],
the media, and the NGOs.
What
this amounts to then is a situation where the legitimacy of the state in
general is increasingly up for grabs. A growing number of actors can--and
do--contest both the borders of the polity and the content of the state
policies within them. They play an important part in shaping national policy
processes and also in the creation of policy processes which are de facto
transnational. The consequence is that a simple image of legitimacy as being defined
by the state is very problematic. In Beck's wording: 'where
the dominant political image of modernity was Leviathan, the moral standing of
'national' powers and superpowers will, for the future, be captured in the
picture of Lemuel Gulliver, waking from an unthinking sleep to find himself
tethered by innumerable tiny bonds'.[54]
This
state of affairs is ripe with implications also for the legitimate use and
control of force. For one it increasingly makes the question of the legitimacy
of any state's control and use of violence transnational. It is no longer the
preserve of the national polity and/or the international society of states.
Rather, as argued by Shaw 'wars [and one might say more broadly the use and
control of violence] lose their spatial location, and, through their telegeneic
(re-)presentation, become political
crises in which questions of justice and intervention must also be publicly
discussed and decided in the far-off centres of global civil society'.[55]
For two, and relatedly, a further implication is that the legitimacy of the
state use of violence can be challenged, contested or confirmed by a
correspondingly wide range of actors and movements in a correspondingly
transnationalised space. Thus, Kurdish terrorism on the territory of the German
republic becomes a way of contesting the legitimacy of the Turkish state and
its use of violence, lobbying by 'mnesty International in the UN a way of
contesting the legitimacy of the Myanmar governments use of violence against
the Karen, and blocking Shell stations in Germany a way of contesting the
Nigerian government's violent treatment of the Ibo. The result is a blurring of
the internal and external as well as the private and public contestation of the
monopolisation and control over violence. And relatedly a pressure to blur the
lines separating crime fighting from war fighting.[56]
But above all, there is an imposed necessity to think legitimacy in broadly
transnational terms.
3.
'ccentuating the
relativist conundrum in international society
Globalisation
has not only made legitimacy more contested, it has also accentuated the
difficulty of international society to close its eyes on the relativism to
which it (at least according to much of IR theory) adheres. 's already pointed
out, this has always been difficult in practice. There have been limits to what
degrees of oppression and violence the international society of states has been
willing to accept as 'legitimate'.[57]
There are causes which make justify intervention and war even in classical
thinking (including notably genocide). Of course the temptation to protest and
intervene and even deny statehood has been all the stronger as the polity
concerned has been of immediate concern. And as I will argue the
deterritorialisation of politics (just discussed) has increased the pressure on
states to place the substance of legitimacy on the international political
agenda. This pressure has been all the more effective as it has come in pair
with the argument that the issue is not between intervening and not intervening
in some other state's sovereign affairs; it is a choice between forms of
intervention. The consequence has been that legitimacy is not only increasingly
transnational but also increasingly conditional on the approval of other
states.
Indeed,
the dislocation of politics just discussed has not left states unaffected. On
the contrary, they have been under pressure to react to it and to integrate
also legitimacy questions on their own (international) political agenda.
'rguably much of the transnational politisation runs through states.[58]
In part the pressure to move in this direction come from the constitution of
'epistemic communities'of experts working on similar issues from a similar
perspective often across state boundaries.[59]
In part, the pressure comes from advocacy groups of various forms, including
private business and NGOs. And finally, it comes through citizens who do not
necessarily lobby directly, but still have firm beliefs about what is
legitimate or not for other states to do. They find it important that children
should not be used as soldiers in Columbia or Falungong members tortured in
China. In different ways, these groups place pressure on states to place the
substance of the legitimacy of other states on the centre of their
international agenda.
Concretely
translated this means that there is pressure on states to in various ways
intervene with the definition of what is legitimate in other states. 't a very
fundamental level this is visible in the expansion of international law, and in
particular the privatisation of human rights law, which is setting increasingly
strict boundaries around what is actually legitimate state behaviour and which
also gives an important formal basis for condemning certain states and asking
for policy changes within them. But it is also visible in the use of sanctions
such as the present EU Sanctions against Zimbabwe or political conditionality
imposed on loans and aid granted directly or through multilateral arrangements
such as the IMF and the World Bank. Finally, there is growing pressure on
states to control the activities of their own nationals and see that they do
not encourage or benefit from 'illegitimate' practices in other countries. Hence,
there is a strong movement for pressuring firms to become 'good citizens' and
shoulder their 'social responsibilities'.[60]
The
pressure on states to hence make the legitimacy of other states an important
determinant of their foreign policies has been all the more important as it is
argued to be something which states anyway do interfere with. In part this
point is made through the argument of historical responsibility. Many states,
their conflicts and ways of claiming legitimate control over violence is shaped
by international factors and concretely by the cold war. In Buzan's wording the
international system is increasingly penetrating.[61]
The situation in Mozambique, Angola, Columbia or Afghanistan are hardly
understandable without the past interferences of other states. This leads on to
the deeper point, that the choice is not between meddling or not with the
(internal question of legitimacy); but it is a matter of choosing how to
meddle. Indeed, at the most basic because external recognition is so important
for statehood, there is no way around the fact that granting statehood is
already meddling: it grants at least the beginnings of legitimacy. Moreover,
the increasing linkages of social space in its various form makes it even more
illusory to claim non-interference. Hence non-action becomes an choice of
non-intervention. Just as there is no opting out from the international system,
there is no opting out of being involved.[62]
For the
present discussion this matters because it drives home the point that legitimacy
is increasingly at the centre also for the international society of states.
Granting, contesting and denying legitimacy has been made even more important
by globalisation as it increases pressures on states to make it an explicit
part of their policy-making. It bears emphasising, that this is all the more
significant as external recognition has become quintessential to statehood.
Indeed, Tilly's monumental overview of state-making concludes on a 'drift from
internal to external state building'that is the increased importance of access
and handling of external (as opposed to internal) capital and means of
coercion.[63]
Similarly, most studies of states in Africa (and more generally the developing
world) concur on the importance of the international granting of statehood
rather than its internal constitution.[64]
Stressing
that legitimacy is increasingly an international and transnational affair is
not to imply that everyone is equal. Not all abuses of state violence provoke
international reaction and condemnation. In fact many would think that far from
enough do.[65] And
reactions, when they are there, vary greatly. But this does not alter the point
argued in this section: that legitimacy is increasingly conditional to the
approval of other states. The point is not that this approval follows some well
defined rules equally applied to everyone. Nor is it that international
politics has become more 'moral'(even Blair certainly tried to make it so).
Rather, the point is that globalisation has increased the pressure on states to
take a position on what is 'legitimate'use and control over violence in other
states and often to follow up these positions with practical measures. That is,
a state qua state can not count on
its internal use of violence automatically being recognised as legitimate (as
pointed out above in reality it probably never could). It has to consider the
legitimacy of its monopoly on violence in international terms and count on the
fact that the recognition of its legitimacy might very well be conditional upon
following specific rules.
To sum
up then, this section has argued that globalisation has altered the
understanding of the legitimacy of
the state monopoly on violence fundamentally. It has drawn the substance of
legitimacy to the centre of the agenda by accentuating two conventional
tensions which make it hard to ignore the issue. It has increased the
contestation of the legitimacy of the state monopoly on violence by a variety
of private actors, and it has made the legitimacy conditional to the approval
of other states.
4.
The State Monopoly on Legitimate Violence Reinterpreted
The
second set of changes to the SMLV I want to discuss has to do with the monopoly
of the state on legitimate violence. Just as with legitimacy, globalisation
accentuated the lack of clarity that surrounds the meaning of monopoly. Indeed,
it has always been somewhat fuzzy how much private involvement a
'monopoly'allows for and how far the monopoly claim actually extends. In this
section I will argue that globalisation has accentuated these tensions. Both
when it comes to the control over the means of violence and to their
allocation, increasing space has been made for the private sector. In fact, as
I will argue in the last section, the reinterpretation has been so far reaching
that it impinges on the decision making authority of states, particularly in
the international sphere. And for some states it is even questionable whether
it is merely a matter of reinterpreting or whether it is possible to talk in
any meaningful way about a monopoly of the state on legitimate violence.
1.
Multiple Monopolies
The
first thing to be clear on is that there has always been a considerable degree
of ambiguity about what a state 'monopoly on legitimate violence'referred to.
It is an ideal type to solve some of the basic problems of dealing with
violence. But what does it actually mean to have a monopoly and how is that
meaning given practical substance? Even the most cursory look at the ways in
which states have interpreted monopoly and have tried to control violence,
makes it amply clear that statehood and claims to monopolise the use of
legitimate violence has meant very different things historically. Both the
degree to which states have accepted private involvement in ownership and
allocation have varied greatly and the degree to which states have extended
their monopoly claim to cover also the realm extending beyond their own
borders.
First
of all, there have been varying degrees of acceptance of the presence and
weight of the private in the state monopoly. In fact, to discuss the question
it helps to disentangle the notion of monopoly a bit and make three
distinctions depending on what aspect of the control over violence we are
talking about. 1) There is the question of controlling what violence is used
for, or the decision making authority. 2) There is the question of ownership
over the means of coercion and finally 3) there is the issue of how the means
should be allocated. Of these three aspects of control, the decision making
authority is clearly the central one. It is the decision making authority of
the state which matters for it to make an effective claim to state control over
violence. If it can not decide for what purpose and against whom to deploy
violence, it cannot possibly claim to control (let alone monopolise) the means
of violence in any meaningful way. On the other two aspects of the control of
violence there has been considerable flexibility. State decision making
authority can (has and does) coexist with various degrees of private sector
involvement in the control over the allocation and in the ownership of the
means of coercion. For example, a state may lease troops to an ally (and hence
rely on private allocation) or itself use privateers for its armed forces (and
hence rely on privately owned coercion). It was only in the course of the 19th
that states began to give the role of private actors the kind restrictive
interpretation which has become standard.[66]
And even in the 20th century private allocation and ownership has
continued to play a considerable role in the regulation of violence.
Second,
it is important to emphasise that there is an ambiguity about which sphere is
being covered by the state's claim to monopolise violence. Indeed, in the
course of the 19th Century a profound transformation of sovereignty
took place as states extended the claims of monopoly control over violence to
cover also the international sphere
and not only their own jurisdiction. Prior to that, private violence in the
international sphere was considered as precisely that: private. That is states
did not have to take responsibility for it. They instead tended to use and draw
benefits from the private violence when it suited them and shirk responsibility
when it did not. However, eventually this practice had a number of 'unintended
consequences'(getting states entangled in conflicts with each other as well as
with private authorities) which eventually made the 'collective of state
rulers'change their practices. Consequently, from the late 19th
Century onwards:
Traditional
states were transformed into a system of national states that held one another
accountable for any individual violence emanating from their respective
territories. Sovereignty was redefined such that the state not only claimed
ultimate authority within its jurisdiction, defined in geographic terms, but
accepted responsibility for transborder violence emanating from its territory.[67]
This shows
that when trying to capture the changes in the monopoly of the state on
legitimate violence, it becomes fundamental to clarify which aspect of this
monopoly is being discussed and what monopoly claim. Moreover, it is yet
another reminder of the importance of not falling prey to the Manichean
temptation of rushing off to proclaim the 'end of the state monopoly on
violence'. Rather, what clearly needs to be considered is how significant the
various changes are for what part of the monopoly and then of course what the
implication of this is for the 'system of national states'.
2.
Privatising Ownership
and 'llocation of the Means of Coercion
Therefore
I want to start by discussing the impact of globalisation on the ownership and
the allocation of the means of coercion internationally. I want to argue that
globalisation has contributed to shape the clear (and related) moves to
privatise in both spheres in particular by putting pressure on government to
cut their defense budgets but also by retuning market allocation to the
honourable status it had largely lost in the course of the twentieth century.
The
private sector of course never entirely lost its role in the production and
control over the means of coercion. Even at the height of the cold war private
firms played an important role in arms production and the market (albeit
restrained and regulated) continued to play an important role in the allocation
of the means of coercion. Moreover, mercenaries, that is private military
personnel fighting for a pay did not disappear. Companies selling fighting
services (e.g. the Nepalese Ghurka with roots in UK imperial policies) as well
as mercenaries have existed all along.[68]
This said, the over past decades we have witnessed a marked increase in the
weight of private actors. There has been a trend to privatise the state owned
defense industries in most countries as well as to press private companies to
become less reliant on state subsidies and more market oriented. They are no
longer allowed to rely only (or even mainly) on state contracts but are on the
contrary encouraged to look for profitability on market terms.[69]
Even the involvement of the state increasingly follows a commercial logic and
state institutions are turned into commercial ventures. Thus, in the UK e.g.,
the Ministry of Defence procurement executive has been replaced with an
independent, commercially ruled, Defence Procurement Agency.[70]
The most discussed and dramatic change from this perspective is no doubt the
rise (and acceptance) of Private Military Companies (PMCs) which sell military
services on a commercial basis to both public and private clients.[71]
'n indication of the magnitude is that a compilation of available information
on mercenary activity in Africa from the 1950s onwards shows 15 entries for the
40 years spanning 1950-1989, and 65 for the period 1990-98.[72]
'Globalisation'
alone cannot account for this overall privatisation trend. Regime changes in
Central and Eastern Europe clearly play a role in the privatisation of the
ownership and control of the means of coercion. Similarly, it is not uncommon
to point to the importance of the 'revolution of military affairs'(RM') and the
related changing nature of warfare as an important determinant of
privatisation. It is argued that the RM' has increased needs for private sector
specialists and consultants as well as the role of off-the-shelf technology.[73]
And this might well be true, even if I my inclination would be to think that
the relationship goes both ways: the private sector is also dependent on public
sector subsidies and contracts.[74]
This
said, 'globalisation' is an important part of the explanation. It has fuelled
both the demand and the supply of private military services and contributed to
justify the reliance on markets for the allocation. On the supply side, it has
had the dual effect of pressuring governments to reduce defence expenditures
and to facilitate the creation of private alternatives. Indeed, globalisation
has pushed governments to follow a strategy of 'embedded financial orthodoxy'.[75]
Although (as the recently passed mammoth size US defence budget, reminds us)
this pressure is neither absolute, nor equal for all, nor impossible to
circumvent, it certainly has pushed most governments to look for cheaper (often
private) alternatives. At the same time globalisation has made the provision of
these private alternatives easier. In particular, the deregulation and
integration of financial markets plays an important role in much the same way
as it does for internationally oriented firms in any sector. It greatly
facilitates international business by making it easier to organise transfers of
services, by making it more profitable because of the possibilities it open to
minimise taxation and other regulatory costs, and finally it makes it easier to
keep activities non-transparent (through the reliance on tax-havens[76]).
Because of the political sensitivity of the issue, the last point is of
particular significance for firms involved in the trade of means of coercion.
Second
globalisation has played a significant role in fuelling the demand for private
services. Indeed, central to this demand is the 'gap'between the security needs
of various actors and the capacity of states to meet these needs.[77]
In particular the spread of 'internal'wars and ethnic conflict has pushed a
both public and private actors to rely increasingly on private services. And
here 'globalisation'comes in at least two ways. The first, is that it has been
significant in prompting the erosion of state structures which epitomises the
internal war situations. The financial pressures on states via financial market
actors and/or via good governance conditionality has been intended to break
down the clientelistic practices of weak states. The drama is that it has
worked well, but that the result has not necessarily been more effective
(democratic and non-clientelistic) state structures but a privatisation, often
accompanied by violent contestation, of state authority.[78]
The second way it comes is through the shortage of foreign currency that is
also a consequence of financial market pressure. This has made aid distribution
and the operations of foreign firms a very important source of revenue. Thus
the politicisation of these activities and the pressure on them ranging from
'taxation'to outright extortion and kidnappings has increased greatly.[79]
This has pushed both aid organisations and firms to rely on private protection
or no operate in conflict areas.[80]
And if we ask the industry itself it is precisely in protecting private firms
and aid organisations they see the best future prospects.[81]
Finally
globalisation has played a role in shifting the attitude towards private
allocation. And it has done so essentially by consolidating what some have
called a 'market civilisation'or alternatively a consensus around the virtues
of neo-liberal policies.[82]
Indeed, the idea that the market and hence money should be determining for the
allocation of the means of coercion is by no means self-evident. Indeed,
control over the allocation is often considered essential, as it decides who
has access on what terms to what coercive capabilities. And this in turn is of
central importance for preserving the decision making authority of the state over
how these means should be used. 's illustrated by the efforts to limit weapons
proliferation or to protect military technology this remains an important
concern and it is important not to overstate the shifts that have taken place.
However, it is also true that a in pair with the 'neo-liberal revolution'it has
become increasingly accepted to argue that market allocation might after all be
more effective and justified and that certainly it might be preferable to the
ineffectiveness of the (rent-seeking and corrupt) state.[83]
In the words of an observer of the present developments: 'if any policy would
claim popularity, at least among the world elites, it would certainly be
privatisation.'[84] This
is reflected both in the pressure on governments and states to accept/promote
market allocation and in the (absence of) efforts to regulate the market.
In sum,
the increased role of private actors in the allocation and ownership of the
means of production is not solely accounted for by globalisation. This said,
globalisation has been an important development fuelling it. It has facilitated
the expansion of an international private market and the development of the
firms acting within it. It has been part of the reasons for the increased
demand for private services and it has contributed to making private allocation
more acceptable.
3.
Challenges to the
Decision-Making Authority of States?
Even if globalisation has contributed to a
trend whereby the weight of private actors in the allocation and ownership of
the means of violence has increased, this still leaves fully open the question
about the extent to which this is actually affecting the decision making
authority of states and hence the core of the state monopoly on legitimate
violence. Indeed, it is only if this decision making authority seeps away from
the state and is taken over by other authorities that we can talk about an
erosion of the state monopoly on legitimate violence.[85]
'gain however, it is important to look at shades of grey and variety. And as I
will argue in this section, even if there are considerable signs that state
decision making authority is being impinged upon, it is not clear that all
monopoly claims are seriously affected. However, it does emerge that in the
international sphere, it is no longer clear that states cannot shirk the
responsibility for non-state violence by referring to it as a private act. And
also that for many states privatisation has worked to empower non-state actors
hence undermining the monopoly claims of the state even within the own
territorial boundaries.
First,
the privatisation of allocation and of ownership of the means of coercion is
having an impact on the control of states over how violence is used in conflict situations. Indeed, the
privatisation of ownership and allocation is making it increasingly hard for
states to control that their decision making authority can actually be
translated into actual military operations. There is always the risk that the
private firms will not fulfill their contracts, or not do so fully.[86]
Or that they will shift sides in the middle of a conflict or simply run away
when the situation becomes to unpleasant.[87]
Or, again finally that they may turn against their employers and work for their
overthrow by a ruler more sensitive to their own concern.[88]
That is, Machiavelli's prime concern with how to deal with the 'whores of
war'are reappearing at full and posing very similar problems to the ones that
he spent so much time on.
Second,
privatisation of ownership and allocation is changing the capacity of states to
decide who is entitled to use what kind of force. Indeed, by
definition private firms are in the business to make a profit. For some firms
this might require keeping a good reputation for selling only to respectable
clients.[89] This
said, there is no monitoring system in place to check firms. The notion of
respectable client is highly circumspect in internal war situations. And it is
therefore hardly surprising to find numerous examples of firms selling services
to non-state organisations including rebel groups, extractive firms, or
outright organised crime (involved e.g. in drug trading, human trafficking, or
trade in illegally extracted diamonds).[90]
Moreover, what kind of force can be used also becomes more difficult to check.
The firms have an interest in selling what they control.[91]
Since PMCs also tend to sell consultancy and training services, they are well
placed to contribute to the definition of the security needs of a state.[92]
Lastly, the very fact that private firms increase and improve the level of
armaments in some states lead other states to upgrade and hence initiates a
spiral of upgrading armaments, at times of conflict fuelled by the fact that
private firms sell to both sides.[93]
Third,
privatisation is affecting the way that
decision making authority is exercised in the state and possibly more
widely the structure of state institutions. In states are important providers
of private military services the consequence of privatisation tends to be one
of de-politicising the issue by virtue of moving the question of 'what kind of
use of force is being used where by what nationals'out of the public arena of
debate. Private firms (unlike governments) do not need political approval. And
indeed, the wish to circumvent political debates about intervention in far off
places and the related fear of seeing body bags coming back is seen as an
important part of why states have been so willing to use private forms of
intervention.[94]
Similarly, in states which buy the private military services the balance
between political actors is shifted. The government can rid itself of the
costly and (in view of the propensity of the officers to make or participate in
coups) politically risky need to pay for a national army.[95]
Moreover, the possibility of relying on outside means of coercion (and finance)
reduces the need for the state to engage in the kind of institution and state
building which Tilly argued forced governments to engage with their societies in
a process which led to the 'forging of mutual constraints between rulers and
ruled'that was so fundamental for the civilianisation of modern Western states.[96]
Finally,
there are clear signs that the issue of who is held accountable for violence is becoming increasingly blurred.[97]
For one, governments are unclear on what responsibility they have for the
actions of their nationals as epitomised by the general confusion surrounding
the status of mercenaries. They are denied the various protections granted to
soldiers in the Geneva Convention, and therefore do not have prisoners of war
status, but it also silent onh the question of what the alternative is.[98]
To complicate the matter further, mercenaries are often involved as 'corporate
entities'and it is very hard to hold governments responsible for the actions of
firms. Not least because the nationality of these is hard to determine: the
headquarters will often be placed in a tax-haven location even when the firm
has strong and obvious links with a state. This lack of clarity about
accountability is essential: the system of national states is characterised by
the fact that states actually do take the responsibility for acts of violence
beyond their borders. Yet, because of the increasing privatisation it is no longer
clear that this is the case. Indeed, states can and do now deny responsibility
for violence in the international sphere by pointing out that it is private.
So to
sum up, globalisation has contributed to a decisive increase in the weight of
private ownership of the means of coercion as well as in the role played by
private (market) allocation of these means. This privatisation has itself
impinged on the decision making authority of states. It has altered state
control over how violence is used, by whom and in what form it is used, which
state institutions make decisions about its use and finally who is ultimately
accountable for the way violence is used.
The
question is of course what this entails for the state monopoly on legitimate
violence. I have argued that it definitely amounts to a redrawing of the
public-private boundary. I have also pointed out that it has seriously
undermines 'monopoly'of states in the international spheres. And I have
indicated that for some states also it has meant increasing difficulties to
defend the monopoly claim even at home. The question is how much practices can
change and yet remain consistent with the a state monopoly on legitimate
violence. From Thompson's perspective, they have not changed enough to be
inconsistent since states still take responsibility for international violence.[99]
However, as argued above, the increasing weight of mercenaries particularly
through the growth of private military companies, makes this assertion
contestable. But is this shift sufficient to declare that we are now in a
'post-sovereign system' where wars have become 'post-modern'[100]?
The question is clearly important and calls for much more careful research and
consideration.
5.
Conclusion: Increased Differentiation
Among States and Obliged Reference to Private Actors
So far
I have discussed the way globalisation has influenced the meaning of the SMLV
in general. And since the SMLV exists as an ideal type and fundamental
institution in the international system, this way of proceeding is justified
and important. Moreover, I would certainly claim that the shifts that have been
discussed and described above are of a general nature and that they do
influence all states in the international system. However, as has already been
repeatedly emphasised in the preceding discussion, they influence states in
very different ways. And in guise of conclusion I want to make a point out of
this difference.
First,
the increased centrality, contestation and conditionality of legitimacy has a
profoundly diverging meaning for different states. I have argued that states,
in virtue of being states, cannot settle what is a legitimate use of force and
what is not. Other states and transnational groups participate in the decision.
Yet, they do so on very unequal terms. While some states and groups have become
what one might term legitimacy makers, others are transformed into legitimacy
takers. While the first can define for themselves and others what the substance
of legitimacy is, the others are pushed either to defend their own conception
or (more likely) to adjust in one way or another. Thus inclusion of the
substance of legitimacy, and the military humanism related to it, which 'is a
free choice for some descends as cruel fate upon others'.[101]
Clearly one can still read this development in terms of the emergence of
'cosmopolitan' checks on the use of violence[102]
or as the emergence of a 'global state' which is being established through (an
unfinished) revolution.[103]
However, there can be no doubt that this cosmopolitan community or embryonic
state (as most communities and states) is a highly unequal one.
Similarly,
the increased clout of private actors, although affecting all states, is
accentuating the differentiation among them. For some states, its impact is
limited to the changes it entails for the regulation of violence in the
international sphere. Privatisation might make it more strenuous to determine
what means of coercion are used by whom. It is likely to make it more difficult
to ascertain who is to be held accountable for the use of violence
internationally both because it shifts the weight of decision making
institutions and because the accountability of private actors is inherently
problematic. However, there is no real challenge to the state monopoly on
violence within the territorial boundaries of the state. For other states
however, privatisation has meant that their monopoly on the use of legitimate
violence has significantly eroded or even disappeared. Indeed, some states are
no more than one of many actors competing to regulate violence. 't the most
extreme, violence becomes a resource in itself because it allows looting of
civilians and/or siphoning off resources from humanitarian organisations. Wars
turn into 'complex emergencies'where states are but one of many competitors in
a 'development security complex'.[104]
One might describe this role of the state as 'mimicking war lords'and call it
an 'innovative strategy'.[105]
But the bottom line is that it is a strategy where private authorities are on
an equal footing with the state when it comes to controlling violence on the
national territory.
It
seems to me that this dual differentiation of states through their (non)say in
defining legitimacy and their (non)control over violence is already a central
part of the academic and policy-making discussions. In neither is a state
simply a state. 'Rogue states'(behaving in illegitimate ways) and 'failed
states'(unable to control violence in their territories) figure prominently in
both. Yet, there is a curious gap between the readiness to add adjectives to
states and the unwillingness to explore the implications of doing so for the
fundamental institutions of international relations, including the state
monopoly on legitimate violence. In this paper, I cannot claim to have explored
these implications fully. But I hope that the paper has been clear and
persuasive in making the points that it is important to do so. Moreover, even a
preliminary investigation, such as this one, can conclude on three things: that
legitimate control over violence is increasingly transnationally constituted,
that private actors have an important (and growing) role in regulating
violence, and this has profound (and diverging) implications for the
relationship between the SMLV and statehood and possibly more broadly for the
organisation of the international system of national states.
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[1] (Mittelman 2002; Buzan and Waever 2002, forthcoming).
[2] (Strange 1996; Caporaso 2000).
[3] (Elias 1982; Michaud 1996: 7; Elias 1998).
[4] (Beck 1997).
[5] (Guéhenno 1998-99; Beck 2000b).
[6] For a wonderful account of the role of legal norms in
state violence see (Bauman 1989). For the argument in general (Michaud 1999:
29-34).
[7] The two traditions are derived from (Arendt 1969).
[8] But it is far from clear what this tradition actually
consists of (Guzzini 2001) and hence many of those sharing this view on
violence might well not be realists and some who don't actually may so this
labelling should be taken with a pinch of salt.
[9] (Michaud 1978, 1999).
[10] It is the recognition of this which makes it possible
for Thompson to bracket the legitimacy question entirely from her study of the
establishment of a state control over violence (Thompson 1994).
[11] (Walker 1993).
[12] (Michaud 1978).
[13] (Hobbes 1651 (1985): 238).
[14] (Hobsbawm 1963; Minc 1993; Strange 1995).
[15] (Ayoob 1992; Holsti 1996).
[16] This argument is developed in detail in (Arendt
1969).
[17] It might be useful to confirm that liberals would not
refer to the monopoly on violence as legitimate.
[18] (Walker 1993).
[19] (Michaud 1978).
[20] (Arendt 1979/1951).
[21](Hassner 1998).
[22] In this paper I use globalisation as refering to the
creation of transnational social space, which tends to imply a Atime space
compression' and result in a Adeterritorialisation of social space'. For a more
detailed discussion of the reasons to prefer this definition to its many
competitors see (Scholte 2000: 46-50; Leander 2001c).
[23] (Wendt 1999: 9).
[24] (Clark 1999).
[25] (Beck 1999; Ignatieff 2000).
[26] (Castells 1996a).
[27] This very useful and clarifying distinction is drawn
from the excellent work of (Thompson 1994?).
[28] (Edmonds 1998; Fredland and Kendry 1998; Leander
2001b).
[29] (Kaldor 1999).
[30] (Reus-Smit 1999).
[31] (Tilly 1975: 638).
[32] (Giddens 1985: 121).
[33] (Neumann 1997).
[34] (Halliday 1999).
[35] I have developed these arguments in greater detail in
(Leander 2001a, 2001d).
[36] (Held, McGrew et al. 1999 : 321-326; Beck 2000b:
72-77).
[37] Political parties in countries of emigration do their
best to organise the emigrant vote. The religious Refah/Virtue party in Turkey
e.g. has organised transport back to Turkey for voting for its supporters on a
large scale.
[38] (Angoustures and Pascal 1993; Bozarslan 1993; Weissman
1993).
[39] (Habermas 1998: 71-9).
[40] (Halliday 2000: 153).
[41] This is why Beck thinks that the Ameta politics of
politics' whereby the rules of the game of politics are contested is becoming
more salient (Beck 2000a).
[42] For example, (Badie, Coulon et al. 1987; Tibi 1991;
Castells 1996a; Appadurai 1998; Göle 1998; Lipschutz 2000; Kinvall 2001).
[43] (Beck 2000b: 99). + Pizzorno on absolute pols.
[44] This insight is underlying much of the work pursued
by Held, (Held 1991, 1993, 1995).
[45] For elaboration on this point see e.g. (Finnemore and
Sikkink 1998).
[46] (Leander 2000).
[47] (Patomäki 2001: chaps 1-3).
[48] (Friedman 1983; Porter 1999).
[49] (Rufin 1993; Duffield 1994; Clapham 1996).
[50] (Keck and Sikkink 1998; O'Brien, Goetz et al. 2000).
[51] An insight which has been used to argue that
conditionality is in fact a lesser evil because more transparent and
democratic. (See the debate Williams 2000; Leiteritz 2001).
[52] (Gill 1995, 1997).
[53] (Pauly 1997).
[54] (Beck 2000: 72).
[55] (Shaw 1996).
[56] (Andreas and Price 2001).
[57] (Hassner 1995b).
[58] (Zürn, Walter et al. 2000).
[59] (Haas 1992).
[60] For the opposed views from Porto Allegro and New York
both confirming the point see: ACampaigners set to focus on world's biggest
corporations', Financial Times (February
4 2002); and ACompanies pledge better 'corporate citizenship' Financial Times (February 4 2002).
[61] Buzan even argues that Ait is not clear how states
develop under these conditions [a very strong and penetrating international
system], or even whether they can' (Buzan 1995: 195).
[62] (Beck 1998).
[63] (Tilly 1990).
[64] (Clapham 1996; Bayart, Ellis et al. 1997; Reno 1998).
[65] Characteristic of this position is Hassner's
lament/question ACan we be on our little bourgeois island protected by tariff
or police barriers, without even looking at the suffering of the planet at the
TV, refusing the refugees and letting everyone massacre themselves around us?
Such a perspective seems unacceptable, but, at the same time, I cannot
demonstrate how we will pass from the present prevailing non-engagement to a
>contagion' which, eventually, would bring us back to our responsibilities
for the world.' (Hassner 1995a: 381).
[66] (van Creveld 1991; Avant 2000).
[67] (Thompson 1994: 19)
[68] (Arnold 1999).
[69] (Edmonds 1998).
[70] (Fredland and Kendry 1998).
[71] (Brauer 1998; Leander 2002).
[72] (Musah and Fayemi 2000). This indication should only
be taken as indicative of the shift not as reliable indicator. Since it is
inherently difficult to find information on this issue.
[73] (Adams 1998).
[74] After describing the military origins of the internet
and having drawn up the main steps of the technological revolution Castells
argues that Ait is indeed by this interface between macro-research programmes
and large markets developed by the state, on the one hand, and decentralised
innovation stimulated by a culture of technological creativity and role models
of fast personal success, on the other hand, that new information technologies
came to blossom' (Castells 1996b: 60).
[75] (Cerny 1994).
[76] For good overviews of the services offered by tax
havens and the discussions surrounding them see (Palan 1998; Kurdle and Eden
2001).
[77] (Singer 2001/2).
[78] (Clapham 1996).
[79] (Duffield 1994, 2001).
[80] As a consequence, DSL (Defence Systems Limited),
lists among its clients: the International Rescue Committee, CARE, Caritas,
USAID, GOAL and World Vision. And in the UN system the UNHCR, UNICEF, UNDP, WFP
amongst others declare to have used private security services (Spearin 2001).
[81] (Spicer 1998).
[82] For excellent discussions of this process see
(Strange 1990; Gill 1995; Strange 1999).
[83] (Evans 1997).
[84] (Singer 2001/2: 197).
[85] This explains the centrality for the debate on
privatisation about the extent to which privatisation undermines the decision
making authority of the state and the energy put into defending the idea that
after all the PMCs are, in reality an extension of state policies, when in fact
many of them (and particular the resource based ones) have the same kind of
ambiguous relationship to states as did the colonial companies of the 18th
Century.
[86] Brown &Root is reportedly failed to deliver or
severely overcharged on 4 of its 7 obligations to the US Army.
[87] In 1994 the Gurkha e.g. fled Sierra Leone after their
commander had been killed (and reputedly cannibalized).
[88] It seems that EO might have been active in the 1996
ousting of the president of Sierra Leone. This and the two preceding examples
stem from (Singer 2001/2: 205-6).
[89] The larger PMCs have repeatedly protested that their
activities might contribute to fuelling conflicts and empowering non-state actors.
[90] (UN and Rapporteur 2001).
[91] Arguably the centrality of private actors in
determining the allocation was cemented already by the transition from a
conventional armament logic to a logic where proliferation became the central
concern (Hassner 1995a)..
[92] For the importance of perceptions and threat
definitions (Asecuritization') see (Jervis 1976; Buzan, Wĉver et al. 1998). A
concrete illustration is perhaps the capacity of MPRI to get ever more
expensive contracts for training the Saudi Army (Arnold 1999).
[93] (Singer 2001/2; Leander 2002).
[94] For example, the American firm MPRI (Military
Professional Resources Inc.) e.g. was involved in the sophisticated Croat
AOperation Storm' whereby Serb held Krajina was recovered in 1995, a turning
point in the war, and then in rearming and training the Bosnian armed forces.
Both interventions made it possible to decisively tip the military balance
without taking the national and international political debate which open
interventions would have provoked (Adams 1999: 110).
[95] (Howe 2001).
[96] (Tilly 1985: 186; 1990; Leander 2002 forthcoming).
[97] (Zarate 1998; Cullen 2000).
[98] As revealed among other things by the discussions
about what to do with mercenaries in Afghanistan.
[99] (Thompson 1994: 153).
[100] (Duffield 1998).
[101] (Bauman 1998).
[102] (Kaldor 2000).
[103] (Shaw 2000).
[104] (Duffield 1994, 2001).
[105] This is a central point made by (Reno 1998).